Uncategorized SEC Chair Gary Gensler Testifies To Congress Laura Anthony, Esq.May 28, 2021 On May 6, 2021, new SEC Chair Gary Gensler made his debut, giving testimony to the House Financial Services Committee. Although Mr.... 067000
Uncategorized SEC Chair Gary Gensler Testifies To Congress Laura Anthony, Esq.October 6, 2021 On September 14, 2021, SEC Chairman Gary Gensler gave testimony to the U.S. Senate Committee on Banking, Housing and Urban Affairs h... 042900
Uncategorized SEC Cracking Down on The Crypto Wild West and Other Digital Asset Updates Laura Anthony, Esq.November 8, 2021 November 8, 2021 After a few years of relative dormancy, the SEC is once again targeting the flourishing cryptocurrency market. On August 3, 2021, S... 039800
Uncategorized SEC Denies Expert Market – For Now Laura Anthony, Esq.August 22, 2021 As the compliance date for the new 15c2-11 rules looms near, on August 2, 2021, in a very short statement, the SEC shot down any nea... 02.2K00
Uncategorized SEC Fall 2020 Regulatory Agenda Laura Anthony, Esq.May 21, 2021 The SEC’s latest version of its semiannual regulatory agenda and plans for rulemaking has been published in the federal register. T... 076500
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 1 Laura Anthony, Esq.February 5, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The SEC h... 071200
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 2 Laura Anthony, Esq.February 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 089800
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 3 Laura Anthony, Esq.February 19, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 070800
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 4 Laura Anthony, Esq.February 26, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 050100
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 5 Laura Anthony, Esq.March 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 063700