Uncategorized 2021 Annual Report of Office of Advocate for Small Business Capital Formation Laura Anthony, Esq.October 31, 2021 The Office of the Advocate for Small Business Capital Formation (“Office”) has delivered a report to Congress following the 40th ann... 022200
Uncategorized OTCQX And OTCQB Rule Changes Laura Anthony, Esq.October 21, 2021 In September 2021, the OTCQB and OTCQX tiers of OTC Markets instituted amendments to their rules, to, among other things, align with... 029200
Uncategorized Climate Disclosure Guidance Laura Anthony, Esq.October 21, 2021 October 21, 2021 Ahead of the imminent publication of updated climate disclosure rules, the SEC has published a sample comment letter providing compa... 026700
Uncategorized A Review of FINRA’s Corporate Finance Rule Laura Anthony, Esq.October 6, 2021 As the strongest U.S. IPO market in decades continues unabated, it seems a good time to talk about underwriter’s compensation. FINR... 01.3K00
Uncategorized SEC Chair Gary Gensler Testifies To Congress Laura Anthony, Esq.October 6, 2021 On September 14, 2021, SEC Chairman Gary Gensler gave testimony to the U.S. Senate Committee on Banking, Housing and Urban Affairs h... 027800