Uncategorized SEC Spring 2021 Regulatory Agenda Laura Anthony, Esq.July 30, 2021 The first version of the SEC’s semiannual regulatory agenda and plans for rulemaking under the current administration has been publi... 032500
Uncategorized NYSE Annual Compliance Guidance Memo And Amended Rules Laura Anthony, Esq.July 22, 2021 In January, NYSE Regulation sent out its yearly Compliance Guidance Memo to NYSE American listed companies. Although we are already... 01.2K00
Uncategorized Nasdaq Board Diversity Proposal Laura Anthony, Esq.July 16, 2021 July 16, 2021 Nasdaq has long been a proponent of environmental, social and governance (ESG) disclosures and initiatives, having published a guide... 053600
Uncategorized SEC Rules Requiring Disclosures for Resource Extraction Companies Laura Anthony, Esq.July 9, 2021 As required by the Dodd-Frank Act, in December 2020, the SEC adopted final rules requiring require resource extraction companies to... 034300
Uncategorized ESG – The Disclosure Debate Continues Laura Anthony, Esq.July 2, 2021 The ESG debate continues, including within the SEC and amongst other regulators and industry participants. Firmly in support of ESG... 058600