Uncategorized A Resolution For SPAC Warrant Accounting Laura Anthony, Esq.June 25, 2021 On April 12, 2021, the SEC effectively chilled SPAC activity by announcing that it had examined warrant accounting in several SPACs ... 00.9K00
Uncategorized SEC Announces It Will Not Enforce Amended Rules Governing Proxy Advisors Laura Anthony, Esq.June 18, 2021 On June 1, 2021, SEC Chair Gary Gensler and the SEC Division of Corporation Finance issued statements making it clear that the SEC w... 037500
Uncategorized OTC Markets; Rule 144; The SPCC Laura Anthony, Esq.June 11, 2021 Small public companies are in trouble and they need help now! Once in a while there is a perfect storm forming that can only result... 01.5K00
Uncategorized SEC Re-Opens Comments On The Use Of Universal Proxy Cards Laura Anthony, Esq.June 4, 2021 On April 16, 2021, the SEC voted to reopen the comment period on the proposed rules for the use of Universal proxy cards in all non-... 030800