Uncategorized ESG – Board of Directors and Auditor Matters Laura Anthony, Esq.April 30, 2021 In a series of blogs, that is likely to be an ongoing topic for the foreseeable future, I have been discussing the barrage of enviro... 037700
Uncategorized Section 12(g) Registration Laura Anthony, Esq.April 23, 2021 Unlike a Securities Act of 1933 (“Securities Act”) registration statement, a Securities Exchange Act of 1934 (“Exchange Act”) Sectio... 03.1K00
Uncategorized SPAC Transactions Continue Amid SEC Cautionary Statements Laura Anthony, Esq.April 16, 2021 Since I wrote about the SPAC IPO boom in June 2020 (HERE), the trend has not waned. However, as soon as celebrities like Jay-Z, Sha... 035300
Uncategorized ESG Disclosures – A Continued Discussion Laura Anthony, Esq.April 9, 2021 In a series of blogs, I have been discussing the barrage of environmental, social and governance (ESG) related activity and focus by... 032600
Uncategorized ESG Investing and Ratings Laura Anthony, Esq.April 2, 2021 April 2, 2021 As I mentioned in the last blog in this series on ESG, back in September 2019, when I first wrote about environmental, social and go... 029200