Watch LaterAdded 04:53 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 2 September 28, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 2 -EC Adopts Amendments To Accelerated And Large... 038120
Uncategorized The SEC Has Adopted Final Amendments To Rule 15C2-11; Major Change For OTC Markets Companies Laura Anthony, Esq.September 24, 2020 September 24, 2020 Despite an unusual abundance of comments and push-back, on September 16, 2020, one year after issuing proposed rules (see HERE)... 01.9K00
Watch LaterAdded 06:54 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions September 23, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- In March, 2020 the SEC adopted amendments to the defin... 046340
Uncategorized NYSE Continues To Struggle With Direct Listing Rule Changes Laura Anthony, Esq.September 18, 2020 September 18, 2020 Late last year, around the same time that the SEC approved Nasdaq rule changes related to direct listings on the... 052200
Uncategorized SEC Adopts Amendments To Accredited Investor Definition Laura Anthony, Esq.September 11, 2020 September 11, 2020 The much anticipated amendments to the accredited investor definition and definition of qualified institutional buyer under Rul... 056300
Uncategorized Nasdaq Rule Amendments 2020 Laura Anthony, Esq.September 4, 2020 September 4, 2020 In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE... 044600
Uncategorized A COVID IPO Laura Anthony, Esq.August 28, 2020 August 28, 2020 On June 25, 2020, SEC Chair Jay Clayton gave testimony before the Investor Protection, Entrepreneurship and Capital M... 019900
Uncategorized SEC Spring 2020 Regulatory Agenda Laura Anthony, Esq.August 21, 2020 August 21, 2020 In July 2020, the SEC published its latest version of its semiannual regulatory agenda and plans for rulemaking ... 025200
Uncategorized SEC Final Amendments On Disclosures For Registered Debt Offerings Laura Anthony, Esq.August 14, 2020 August 14, 2020 Writing a blog once a week during a time when almost daily events are publish-worthy means that some topics will be delayed, at leas... 026900
Uncategorized Nasdaq Proposed Rule Changes To Its Discretionary Listing And Continued Listing Standards Laura Anthony, Esq.August 7, 2020 August 7, 2020 On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a... 035100