Watch LaterAdded 04:56 Securities Law Firm Form S 3 And Primary And Secondary Offerings September 29, 2020 April 10, 2022 Form S-3 And Primary And Secondary Offerings – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registra... 0700120
Watch LaterAdded 04:24 Securities Law Firm Form S 3 Eligibility September 29, 2020 April 10, 2022 Form S-3 Eligibility – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. T... 058730
Watch LaterAdded 04:24 Securities Law Firm Form S 3 Instructions September 29, 2020 April 10, 2022 Form S-3 Instructions- The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. The SEC... 052530
Uncategorized Hester Peirce Proposal For Treatment Of Cryptocurrency Laura Anthony, Esq.March 6, 2020 March 6, 2020 SEC Commissioner Hester M. Peirce, nicknamed “Crypto Mom,” has made a proposal for the temporary deregulation of digital assets... 023800
SEC Intellectual Property And Technology Risks – International Business Operations Laura Anthony, Esq.December 23, 2020 December 23, 2020 In December 2019, the SEC Division of Corporation Finance issued CF Disclosure Guidance: Topic No. 8 providing guidance related to t... 083100
Uncategorized Nasdaq Extends Direct Listings Laura Anthony, Esq.February 7, 2020 February 7, 2020 The Nasdaq Stock Market currently has three tiers of listed companies: (1) The Nasdaq Global Select Market, (2) The N... 021800
Uncategorized Nasdaq Proposed Rule Changes To Its Discretionary Listing And Continued Listing Standards Laura Anthony, Esq.August 7, 2020 August 7, 2020 On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a... 034700
Uncategorized NASDAQ Provides Additional Relief To Shareholder Approval Requirements For Companies Affected By Covid-19 Laura Anthony, Esq.May 22, 2020 May 22, 2020 Nasdaq has provided additional relief to listed companies through temporary rule 5636T easing shareholder approval require... 029400
Uncategorized Nasdaq Rule Amendments 2020 Laura Anthony, Esq.September 4, 2020 September 4, 2020 In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE... 043900
Uncategorized New CDI On Mining Company Disclosures Laura Anthony, Esq.October 16, 2020 In the 4th quarter of 2018, the SEC finalized amendments to the disclosure requirements for mining companies under the Securities Ac... 01.1K00