Uncategorized New CDI On Mining Company Disclosures Laura Anthony, Esq.October 16, 2020 In the 4th quarter of 2018, theĀ SECĀ finalized amendments to the disclosure requirements for mining companies under the Securities Ac... 01.1K00
Uncategorized NYSE Continues To Struggle With Direct Listing Rule Changes Laura Anthony, Esq.September 18, 2020 September 18, 2020 Late last year, around the same time that the SEC approved Nasdaq rule changes related to direct listings on the... 051800
Uncategorized Nasdaq Rule Amendments 2020 Laura Anthony, Esq.September 4, 2020 September 4, 2020 In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE... 043900
Uncategorized Nasdaq Proposed Rule Changes To Its Discretionary Listing And Continued Listing Standards Laura Anthony, Esq.August 7, 2020 August 7, 2020 On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a... 034700
Uncategorized NASDAQ Provides Additional Relief To Shareholder Approval Requirements For Companies Affected By Covid-19 Laura Anthony, Esq.May 22, 2020 May 22, 2020 Nasdaq has provided additional relief to listed companies through temporary rule 5636T easing shareholder approval require... 029400
Uncategorized NYSE, Nasdaq And OTC Markets Offer Relief For Listed Companies Due To COVID-19 Laura Anthony, Esq.April 24, 2020 April 24, 2020 In addition to the SEC, the various trading markets, including the Nasdaq, NYSE and OTC Markets are providing relief to trading... 049900
Uncategorized Nasdaq Extends Direct Listings Laura Anthony, Esq.February 7, 2020 February 7, 2020 The Nasdaq Stock Market currently has three tiers of listed companies: (1) The Nasdaq Global Select Market, (2) The N... 021800
Uncategorized NYSE American Board Independence Standards Laura Anthony, Esq.January 19, 2020 January 19, 2020 NYSE American Company Guide Rule 803 delineates the requirements independent directors and audit committees. NYSE American Company G... 02.3K00