Uncategorized SEC Adopts Amendments To Accredited Investor Definition Laura Anthony, Esq.September 11, 2020 September 11, 2020 The much anticipated amendments to the accredited investor definition and definition of qualified institutional buyer under Rul... 057100
Uncategorized The SEC Has Adopted Final Amendments To Rule 15C2-11; Major Change For OTC Markets Companies Laura Anthony, Esq.September 24, 2020 September 24, 2020 Despite an unusual abundance of comments and push-back, on September 16, 2020, one year after issuing proposed rules (see HERE)... 01.9K00