Uncategorized SEC Fall 2019 Regulatory Agenda Laura Anthony, Esq.January 31, 2020 January 31, 2020 In late 2019, the SEC published its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 027900
Uncategorized Terminating Section 15(d) Reporting; Determining Voluntary Reporting Status Laura Anthony, Esq.January 24, 2020 January 24, 2020 A public company with a class of securities registered under Section 12 or which is subject to Section 15(d) of the Securities Excha... 02.8K00
Uncategorized NYSE American Board Independence Standards Laura Anthony, Esq.January 19, 2020 January 19, 2020 NYSE American Company Guide Rule 803 delineates the requirements independent directors and audit committees. NYSE American Company G... 02.3K00
Uncategorized SEC Proposes Amendments To The Accredited Investor Definition Laura Anthony, Esq.January 10, 2020 January 10, 2020 Four years after issuing its report on the definition of “accredited investors” in December 2015, the SEC has published a proposed r... 016100
Uncategorized OTCQX Rule Changes Laura Anthony, Esq.January 4, 2020 January 4, 2020 Effective December 12, 2019, the OTC Markets has implemented changes to the initial and continued quotation requirements for compani... 035200