Uncategorized Division of Enforcement 2019 Annual Report Laura Anthony, Esq.December 24, 2019 December 24, 2019 As my firm does not practice in the enforcement arena, it is not an area I always write about, but this year I found a few trends th... 024400
Uncategorized Drill Down On NASDAQ Audit Committee Requirements Laura Anthony, Esq.December 17, 2019 December 17, 2019 I’ve written several times about Nasdaq listing requirements including the general listing requirements and the significant listing... 01.7K00
Uncategorized SEC Proposed Amendments To Rule Governing Proxy Advisory Firms Laura Anthony, Esq.December 10, 2019 December 10, 2019 As anticipated on November 5, 2019, the SEC issued two highly controversial rule proposals. The first is to amend Exchange Act... 022500
Uncategorized Nasdaq Board Independence Standards Laura Anthony, Esq.December 3, 2019 December 3, 2019 Nasdaq Rule 5605 delineates the listing qualifications and requirements for a board of directors and committees, including the indep... 02.6K00