Uncategorized SEC Proposes To Tighten Shareholder Proposal Thresholds Laura Anthony, Esq.November 26, 2019 November 26, 2019 As anticipated on November 5, 2019, the SEC issued two highly controversial rule proposals. The first is to amend&nb... 022600
Uncategorized SEC Investor Advisory Committee Meeting Laura Anthony, Esq.November 19, 2019 November 19, 2019 On November 7, 2019, the SEC Investor Advisory Committee held a meeting on the topics of (i) whether investors use environ... 023600
Uncategorized SEC Solicits Input To Improve Markets For Thinly Traded Securities Laura Anthony, Esq.November 12, 2019 November 12, 2019 On October 17, 2019, the SEC made a statement inviting stock exchanges and market participants to submit “innovative propo... 023700