Uncategorized SEC Testifies At House Financial Services Committee Hearing Laura Anthony, Esq.October 22, 2019 October 22, 2019 On September 24, 2019, all five SEC commissioners gave testimony to, and were questioned by, members of the U.S. House of Representa... 025700
Uncategorized SEC Adopts New Rule To Expand Testing The Waters For All Companies Laura Anthony, Esq.October 15, 2019 October 15, 2019 The SEC has adopted final rules allowing all issuers to test the waters prior to the effectiveness of a registration statement in a... 025400
Uncategorized SEC Proposes Amendments To 15c2-11 Laura Anthony, Esq.October 8, 2019 October 8, 2019 As anticipated, on September 26, 2019, the SEC published proposed amendments to Securities Exchange Act (“Exchange Act”)&n... 028500