Uncategorized SEC Proposes Amendments to Accelerated and Large Accelerated Filer Definitions Laura Anthony, Esq.May 21, 2019 May 21, 2019 As promised by SEC Chair Jay Clayton almost a year ago when the SEC amended the definition of a “smaller reporting company” as conta... 020900
Uncategorized The 20% Rule – Private Placements Laura Anthony, Esq.May 15, 2019 May 15, 2019 Nasdaq and the NYSE American both have rules requiring listed companies to receive shareholder approval prior to issuing t... 02.5K00
Uncategorized NASDAQ And NYSE American Shareholder Approval Requirement – Equity Based Compensation Laura Anthony, Esq.May 7, 2019 May 7, 2019 Nasdaq and the NYSE American both have rules requiring listed companies to receive shareholder approval prior to issu... 01K00