NASDAQNASDAQ Listing RequirementsNYSENYSE MKT Listing Requirements The 20% Rule- Acquisitions Laura Anthony, Esq.March 26, 2019 Nasdaq and the NYSE American both have “20% Rules” requiring listed companies to receive shareholder approval prior to issuing unreg... 03.5K00
SEC The Under $300 Million Market Cap Class Laura Anthony, Esq.March 19, 2019 Depending on whom you ask, a public company with less than $300 million market cap could be considered a micro-cap company, a penny... 068000
Watch LaterAdded 08:29 Securities Law Firm LawCast Host Attorney Laura Anthony Talks Digital Currencies with Jeff Ramson of PCG Advisory Group March 16, 2019 April 10, 2022 LawCast Host Attorney Laura Anthony Talks Digital Currencies with Jeff Ramson of PCG Advisory Group- Jeff: I am Jeff Ransom CEO of P... 059990
Emerging Growth Company (EGC)SEC SEC Proposes Expanding Testing The Waters For All Companies Laura Anthony, Esq.March 5, 2019 As anticipated, on February 19, 2019 the SEC voted to propose an expansion of the ability to “test the waters” prior to the effectiv... 036700
SEC SEC Rules For Disclosure Of Hedging Policies Laura Anthony, Esq.March 12, 2019 In December 2018, the SEC approved final rules to require companies to disclose practices or policies regarding the ability of emplo... 030300