SEC Commissioner Hester Peirce Continues to Support Technology
In three recent speeches, SEC Commissioner Hester Peirce continued to proclaim her support for technological innovation and freedom...
Home 2018 (Page 3)
Security or Utility Token? A Case Study – Part I
Is it a security or is it a utility, currency, commodity or some other digital asset? That question has been continuously raised by...
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The SEC’s Strategic Hub For Innovation And Financial Technology
Responding to the growing necessity, in mid-October the SEC launched a Strategic Hub for Innovation and Financial Technology (FinHub...
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FinCEN’S Role In Cryptocurrency Offerings
In the continuing dilemma over determining just what kind of asset a cryptocurrency is, multiple regulators have expressed opinions...
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Regulation A+ Continues To Grow
The new Regulation A/A+, which went into effect on June 19, 2015, is now three years old and continues to develop and gain market ac...
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The SEC Has Provided Guidance On Ether and Bitcoin, Sort Of
On June 14, 2018, William Hinman, the Director of the SEC Division of Corporation Finance, gave a speech at Yahoo Finance’s All Mark...
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SEC Provides Enforcement Driven Guidance On Digital Asset Issuances And Trading
On November 16, 2018, the SEC settled two actions involving cryptocurrency offerings which settlement requires the registration of t...
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Securities Token Or Not? A Case Study – Part II
This is the second part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securi...
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SEC Issues C&DI On Use Of Non-GAAP Measures
On October 17, 2017, the SEC issued two new Compliance & Disclosure Interpretations (C&DI) related to the use of non-GAAP fi...
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The Treasury Department Report To The President On Capital Markets
In October 2017, the U.S. Department of the Treasury issued a report to President Trump entitled “A Financial System That Creates Ec...
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