CryptocurrenciesSEC SEC Commissioner Hester Peirce Continues to Support Technology Laura Anthony, Esq.October 30, 2018 In three recent speeches, SEC Commissioner Hester Peirce continued to proclaim her support for technological innovation and freedom... 045400
Capital MarketsPenny Stocks Shifting Capital Markets; Bank of America’s Merrill Lynch Exits the Penny Stock Business Laura Anthony, Esq.October 23, 2018 November 4, 2018 There is a strange dichotomy building in the capital markets and what some are calling a clearing firm crisis. At the same time that... 052200
SEC SEC Adopts Amendments to Simplify Disclosure Requirements Laura Anthony, Esq.October 16, 2018 November 4, 2018 In August the SEC voted to adopt amendments to certain disclosure requirements in Regulations S-K and S-X (the “S-K and S-X Amendmen... 026200
Blockchain Technology Securities Token Or Not? A Case Study – Part III Laura Anthony, Esq.October 9, 2018 This is the third part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securit... 028100
BlockchainBlockchain TechnologyCFTCDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation A+ Securities Token Or Not? A Case Study – Part II Laura Anthony, Esq.October 2, 2018 This is the second part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securi... 041600