FINRAFINRA ComplianceFINRA RulesSEC The Treasury Department Report To The President On Capital Markets Laura Anthony, Esq.February 27, 2018 February 27, 2018 In October 2017, the U.S. Department of the Treasury issued a report to President Trump entitled “A Financial System That Creates Ec... 043200
Blockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologySEC The CFTC And Cryptocurrencies Laura Anthony, Esq.February 20, 2018 The SEC and U.S. Commodity Futures Trading Commission (CFTC) have been actively policing the crypto or virtual currency space. Both... 029200
PCAOB AuditingSEC The New Auditor Report Laura Anthony, Esq.February 13, 2018 In October 2017, the SEC approved a new rule by the Public Company Accounting Oversight Board (PCAOB) requiring significant changes... 034200
CFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC The SEC And CFTC Joint Statements On Cryptocurrencies; Global Regulators Join In Laura Anthony, Esq.February 6, 2018 On January 19, 2018 and again on January 25, 2018, the SEC and CFTC divisions of enforcement issued joint statements regarding crypt... 030900