SECSEC Advisory CommitteeSmaller Reporting Company SEC Advisory Committee On Small And Emerging Companies Holds Final Meeting Laura Anthony, Esq.December 19, 2017 December 19, 2017 On September 13, 2017, the SEC Advisory Committee on Small and Emerging Companies (the “Advisory Committee”) held its final meeting... 033000
SEC SEC Publishes Report on Access to Capital and Market Liquidity Laura Anthony, Esq.December 12, 2017 December 13, 2017 On August 8, 2017 the SEC Division of Economic and Risk Analysis (DERA) published a 315-page report describing trends in primary sec... 01.1K00
Distributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC SEC Statements On Cybersecurity – Part 2 Laura Anthony, Esq.November 28, 2017 November 28, 2017 On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S... 031600
Distributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation SCISEC SEC Statements On Cybersecurity; An EDGAR Hacking – Part 1 Laura Anthony, Esq.November 21, 2017 On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S... 045900
Regulation S-KRegulation S-XSECThe FAST Act SEC Proposes Rules to Modernize and Simplify Disclosures Laura Anthony, Esq.October 31, 2017 October 31, 2017 On October 11, 2017, as part of the ongoing SEC Disclosure Effectiveness Initiative, the SEC published proposed rule amendments to m... 044900
Initial Coin OfferingsInitial Cryptocurrency OfferingsSEC SEC Chief Accountant Speaks On Initial Coin Offerings ( ICO’s) Laura Anthony, Esq.October 17, 2017 On September 11, 2017, the SEC Chief Accountant, Wesley R. Bricker, gave a speech before the AICPA National Conference on Banks &... 049500
SEC SEC Provides Regulatory Relief To Hurricane Victims Laura Anthony, Esq.October 3, 2017 On September 28, 2017, the SEC announced interim final temporary rules (“Exemptive Order”) to provide relief to publicly trading com... 025300
SEC SEC Monitors Impact of Hurricanes On Capital Markets Laura Anthony, Esq.September 19, 2017 As I wrote this blog I continued to have no power at my home after one week, though thankfully it has returned by publication date.... 028300
SEC SEC Announces Regulatory Agenda Laura Anthony, Esq.September 12, 2017 In July 2017 the SEC posted its latest version of its semi-annual regulatory agenda and plans for rulemaking with the U.S. Office of... 020100
BlockchainBlockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency Offerings SEC Issues Report on Initial Coin Offerings (ICO’s) Laura Anthony, Esq.August 15, 2017 On July 25, 2017, the SEC issued a report on an investigation related to an initial coin offering (ICO) by the DAO and statements by... 035300