IPOJOBS ACTJOBS ACT and CrowdfundingSEC SEC Completes Inflation Adjustment Under Titles I And III Of The Jobs Act; Adopts Technical Amendments Laura Anthony, Esq.April 25, 2017 On March 31, 2017, the SEC adopted several technical amendments to rules and forms under both the Securities Act of 1933 (“Securitie... 037000
Depository Trust Company (DTC)NASDAQNYSE MKTOTC MarketSEC SEC Adopts The T+2 Trade Settlement Cycle Laura Anthony, Esq.April 18, 2017 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 033100
Regulation S-KRegulation S-XSEC SEC Issues Final Rules Requiring Links To Exhibits Laura Anthony, Esq.April 11, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 021500
Dodd-Frank ActSECSEC GuidanceSEC Penalties Act The Acting SEC Chair Has Trimmed Enforcement’s Subpoena Power Laura Anthony, Esq.April 4, 2017 In early February 2017, acting SEC Chair Michael Piwowar revoked the subpoena authority from approximately 20 senior SEC enforcement... 025500