Emerging Growth Company (EGC)Smaller Reporting Company Smaller Reporting Companies vs. Emerging Growth Companies Laura Anthony, Esq.August 23, 2016 July 13, 2017 The topic of reporting requirements and distinctions between various categories of reporting companies has been prevalent over the p... 01.4K00
SEC SEC Continues Efforts To Prevent Microcap Fraud Laura Anthony, Esq.August 16, 2016 December 5, 2016 As I’ve written about numerous times in the past, a primary agenda of the SEC and FINRA is to prevent small- and micro-cap fraud. On... 046600
Regulation S-KRegulation S-X SEC Issues Proposed Regulation S-K And S-X Amendments Laura Anthony, Esq.August 9, 2016 September 2, 2016 On July 13, 2016, the SEC issued a 318-page proposed rule change on Regulation S-K and Regulation S-X to amend disclosures that are... 018900
Accredited InvestorsSECSEC Advisory CommitteeSEC Guidance SEC Advisory Committee On Small And Emerging Companies Issues Further Recommendations On Accredited Investor Definition Laura Anthony, Esq.August 2, 2016 September 6, 2016 031700
Regulation S-KRegulation S-XSECSEC Advisory CommitteeSEC GuidanceSmaller Reporting CompanyThe FAST Act SEC Proposes Amendments To Definition Of “Small Reporting Company” Laura Anthony, Esq.July 12, 2016 December 5, 2016 037400
C&DIGAAPMD&ARegulation GUncategorized SEC Issues New C&DI On Use Of Non-GAAP Measures; Regulation G – Part 2 Laura Anthony, Esq.June 7, 2016 038500
C&DIGAAPRegulation GUncategorized SEC Issues New C&DI On Use Of Non-GAAP Measures; Regulation G – Part 1 Laura Anthony, Esq.May 24, 2016 039200
MD&ARegulation S-KRegulation S-XSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 2 Laura Anthony, Esq.May 17, 2016 030500
Watch LaterAdded 04:46 Securities Law Firm SEC Regulation S-X May 17, 2016 April 10, 2022 SEC Regulation S-X- Today is the continuation in a Lawcast series discussing SEC disclosure requirements and in particular the 341 p... 01.2K40
Accredited InvestorsJOBS ACTJOBS ACT and CrowdfundingSECSection 12Section 15(d)The FAST ActUncategorized SEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act Laura Anthony, Esq.May 10, 2016 040000