Broker-DealerGun JumpingIPO Gunjumping Restrictions On Communications Related To IPOs Laura Anthony, Esq.February 25, 2011 ”Gunjumping” is the dissemination of information regarding the Issuer before a complete prospectus has been filed with the Securitie... 049500
IPOReverse MergersUncategorized Back To Basics – IPO Or Not To IPO? Laura Anthony, Esq.February 23, 2011 Initial Public Offerings (IPO’s) are on the rise once again. I have potential clients calling me daily interested in going public t... 026100
Private PlacementRegulation DReverse MergersSection 4(2) Basic Refresher On The Private Placement Exemption Laura Anthony, Esq.February 14, 2011 Section 4(2) of the Securities Act of 1933, as Amended (“Securities Act”) provides the statutory basis for private placement offerin... 022100