Law Blog Tag: OTCQX

OTC Markets Makes Several Regulatory Recommendations

On March 8, 2018, Cromwell Coulson, CEO of OTC Markets Group, made a presentation to the SEC’s Investor Advisory Committee (“IAC”) as part of a panel on “Discussion of Regulatory Approaches to Combat Retail Investor Fraud.” During the meeting, Mr. Coulson discussed the most serious market risks and presented a list of 14 OTC Market’s Read the full article…

OTC Markets Group Establishes A Stock Promotion Policy

As OTC Markets Group continues to position itself as a respected venture trading platform, it has adopted a new stock promotion policy and best practices guidelines to improve investor transparency and address concerns over fraudulent or improper stock promotion campaigns. The stock promotion policy and best practices guidelines are designed to assist companies with responsible Read the full article…

OTC Markets Amends IPO Listing Standards for OTCQX

OTC Markets Amends Listing Standards For The OTCQX

OTC Markets Amends Listing Standards For OTCQB To Include Regulation A+ Issuers

OTC Markets Quotation Levels, Listing Requirements, and Comprehensive Pubco Criteria

FINRA Seeks to Eliminate the OTCBB and Impose Regulations on the OTC Markets

OTCQX Listing and Quotation Eligibility and Requirements for International Companies

OTC Markets has Modified its OTCQB Eligibility Criteria Effective May 1, 2014

SEC Updates May Benefit Equity Line Financing Providers and Issuers

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