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Securities Law Firm

What is a Reverse Merger?

What is a reverse merger? What is the process? A reverse merger is the most common alternative to an initial public offering (IPO) o...
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Securities Law Firm

Rule 144

Rule 144- Rule 144 sets forth certain requirements for the use of Section 4(1) for the resale of securities. Section 4(1) of the Sec...
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Securities Law Firm

Filing A Form S-1

Filing A Form S-1- One of the methods of going public is directly through a public offering. In today’s financial environment, many...
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Securities Law Firm

Form S-1 Filing

Form S-1 Filing- One of the methods of going public is directly through a public offering. In today’s financial environment, many Is...
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Securities Law Firm

The DPO Process

Securities LawCast©- Legal & Compliance, LLC- The Direct Public Offering Process Including Form S-1 Registration Statement Requi...
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Securities Law Firm

Penny Stock Rules

Penny Stock Rules- In last week’s blog regarding FINRA’s request to eliminate the OTC Bulletin Board quotation service (OTCBB) and t...
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