Law Blog Tag: SEC Guidance on Social Media

FINRA Issues New Guidance On Communications With The Public, Including Social Media

August 22, 2017 in FINRA, FINRA Compliance, FINRA Rules

In April 2017 FINRA issued Regulatory Notice 17-18 providing additional guidance on the use of social media and digital communications by member firms and persons associated with member firms. The guidance specifically relates to FINRA Rule 2210 – Communications with the Public, and supplements previously issued guidance in Regulatory Notices 10-06 and 11-39, published in 2011. The new guidance Read the full article…