Law Blog Tag: Rule 503 – Filing of Notice of Sales (Form D)

Multiple Changes To Private Offering Compliance And Disclosure Interpretations (C&DI)

January 23, 2018 in C&DI, Regulation D, SEC

The SEC has been fine-tuning its Compliance and Disclosure Interpretations (C&DI), making multiple amendments, additions and deletions on September 20, 2017. The SEC made revisions to reflect changes to Rules 147 and 504, the repeal of Rule 505, as well as numerous non-substantive revisions throughout the C&DI to update for current rules and statutory references. Read the full article…