Law Blog Tag: Private Offerings
Private Offering Rule Changes Since JOBS Act
December 02, 2014 in JOBS ACT, JOBS ACT and Crowdfunding, Private Offerings, Private Placement, Regulation A, Regulation A+, Rule 156, Rule 506, Rule 6490, Section 4(a)(2), Uncategorized
Compliance When Conducting Concurrent Private and Public Offerings
The Securities and Exchange Commission’s (SEC) integration guidance in Securities Act Release No. 8828 (August 3, 2007) sets forth a framework for analyzing potential integration issues in the specific situation of concurrent private and public offerings. The guidance clarifies that, under appropriate circumstances, there can be a side-by-side private offering under Securities Act Rule 4(2) or the Securities Act Rule 506 safe harbor, with a registered public offering.