FINRAOTCBBRule 6490 New FINRA Rules For Corporate Actions Laura Anthony, Esq.December 13, 2010 Effective September 27, 2010, the SEC has approved new FINRA Rule 6490 (Processing of Company Related Actions). Rule 6490 requires... 041700
FINRASEC Guidance New FINRA Requirements for Corporate Actions Require More Thorough Documentation on Behalf of Issuers Laura Anthony, Esq.October 19, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 026900
Direct Public Offering (DPO)Due DiligenceOTCBBPublic Shell CompanyRegulation S-KReverse Mergers Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO Laura Anthony, Esq.October 17, 2009 Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accord... 034600