Law Blog Tag: CEO and CFO Certifications
SEC Completes Inflation Adjustment To Civil Penalties
March 21, 2017 in CEO/CFO Certification Requirements, Dodd-Frank Act, Sarbanes-Oxley Act of 2002, SEC
ABA Journal’s 10th Annual Blawg 100 —————————————————————————————————— The SEC has completed the first annual adjustment for inflation of the maximum civil monetary penalties administered under the SEC. The inflation adjustment was mandated by the Federal Civil Penalties Inflation Adjustment Improvements Act of 2015, which requires all federal agencies to make an annual adjustment to civil Read the full article…