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Law Blog Tag: CD&A

SEC Proposed Executive Compensation Clawback Rules

August 03, 2015 in C&DI, Clawback Rules, SEC, Securities Attorney, Securities Attorneys, Securities Law Firm, Uncategorized

Proposed Amendments To Disclosure Of Hedging Policies For Officers, Directors And Employees

February 17, 2015 in 14c Information Statement, Proxy Statement, Schedule 14A, Uncategorized

Say-On-Pay for Smaller Reporting Companies

May 06, 2014 in Dodd-Frank Act, Form 8-K, JOBS ACT, Proxy Statement, SEC Schedule 14A, Small Cap Market, Smaller Reporting Company, Uncategorized

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​Securities Law Blogs

  • SEC Amendments To Rules Governing Proxy Advisory Firms January 22, 2021
  • Finders – Part 2 January 15, 2021

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Date
Episode
26 Sep
2020
Form S-3 And Baby Shelf Rule
Download
26 Sep
2020
Form S-3 And Primary And Secondary Offerings
Download
26 Sep
2020
Form S-3 Instructions
Download
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