Law Blog Tag: background searches

Necessity of Background Searches on Officers and Directors as Part of Due Diligence Prior to a Reverse Merger or IPO

October 17, 2009 in Direct Public Offering (DPO), Due Diligence, OTCBB, Public Shell Company, Regulation S-K, Reverse Mergers

Corporate compliance, federal securities regulations and SEC reporting requirements are highly technical and always changing. Accordingly, small publicly traded companies require the assistance of an experienced securities attorney or securities law firm.