Law Blog Tag: Alternative Trading System

Recommendations Of SEC Government-Business Forum On Small Business Capital Formation

May 23, 2017 in FINRA, NASAA, OTC Market, Rule 144, Rule 147, Rule 147A, Rule 504, Rule 506, SEC, SEC Advisory Committee, Small Business Capital Formation

In early April, the SEC Office of Small Business Policy published the 2016 Final Report on the SEC Government-Business Forum on Small Business Capital Formation, a forum I had the honor of attending and participating in. As required by the Small Business Investment Incentive Act of 1980, each year the SEC holds a forum focused Read the full article…