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Home Articles Posted by Laura Anthony, Esq. (Page 18)

Laura Anthony, Esq.

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Form S-8Rule 701SEC

SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part II

Laura Anthony, Esq.
September 4, 2018
On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec...
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C&DIForm S-8Regulation ARegulation A+Rule 701SEC

SEC Amends Rule 701 And Issues A Concept Release On Rule 701 And Form S-8 – Part I

Laura Anthony, Esq.
August 28, 2018
On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Sec...
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GAAPSECXBRL

SEC Adopts Inline XBRL

Laura Anthony, Esq.
August 21, 2018
On June 28, 2018, the SEC adopted amendments to the XBRL requirements to require the use of Inline XBRL for financial statement info...
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OTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements

The OTCQB Has Added Additional Quantitative Listing Standards

Laura Anthony, Esq.
August 14, 2018
On May 20, 2018, the OTC Markets Group published the OTCQB Standards version 3.0 incorporating amendments to the OTCQB initial and o...
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C&DISEC

SEC Issues Additional C&DI On Use Of Non-GAAP Measures

Laura Anthony, Esq.
August 7, 2018
On April 4, 2018, the SEC issued two new Compliance & Disclosure Interpretations (C&DI) related to the use of non-GAAP finan...
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BlockchainBlockchain TechnologyCryptocurrenciesDistributed Ledger TechnologyDLT

Wyoming’s Blockchain Legislation

Laura Anthony, Esq.
July 31, 2018
Wyoming continues to position itself as a business-friendly state most recently by passing groundbreaking blockchain legislation def...
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SPACs

Proposed SPAC Rule Changes

Laura Anthony, Esq.
July 24, 2018 July 24, 2018
With the growing popularity of special purpose acquisition companies (SPACs), both the Nasdaq and NYSE have proposed rule changes th...
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Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company

SEC Amends Definition of “A Smaller Reporting Company”

Laura Anthony, Esq.
July 17, 2018
On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in...
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BlockchainBlockchain TechnologyCFTCDLTICOs

FinCEN’S Role In Cryptocurrency Offerings

Laura Anthony, Esq.
July 10, 2018 July 12, 2018
In the continuing dilemma over determining just what kind of asset a cryptocurrency is, multiple regulators have expressed opinions...
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Regulation ARegulation A+SEC

Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief

Laura Anthony, Esq.
July 3, 2018 July 3, 2018
Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth,...
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