Securities law blog

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January 17, 2022

SEC Proposes Amendments To Rule 10b5-1 Insider Trading Plans

January 17, 2022

SEC Issues Guidance On Spring-Loaded Compensation Awards

January 2, 2022

Update On Nasdaq And NYSE Direct Listings

December 27, 2021

SEC Adopts The Use Of Universal Proxy Cards

December 20, 2021

Nasdaq Updated LAS Form

December 10, 2021

SEC Updates Filing Fees And Payment Methods

December 1, 2021

SEC Affirms PCAOB Rules Implementing The Holding Foreign Companies Accountable Act

December 1, 2021

SEC Re-Visits Executive Compensation Clawback Rules

November 17, 2021

SEC Report On Meme Stocks

November 17, 2021

Public Market Listing Standards