Securities Law Firm

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Securities Law Firm

Regulation A+ Rules

Regulation A+ rules- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a raise of up to $...
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Securities Law Firm

State Blue Sky Compliance

State Blue Sky Compliance – Tier 2 offerings present a much needed opportunity for smaller companies to go public without the...
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Securities Law Firm

Reg A+

Reg A+ – On March 25, 2015, the SEC released final rules amending Regulation A. The new rules are commonly referred to as Regu...
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Securities Law Firm

OTCQX Listing Requirements

OTCQX Listing Requirements- OTC Markets divide issuers into three (3) levels of quotation marketplaces: OTCQX, OTCQB and OTC Pink. T...
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Securities Law Firm

SEC Fall 2021 Regulatory Agenda

SEC Fall 2021 Regulatory Agenda- In mid-December, the SEC published its semiannual regulatory agenda and plans for rulemaking. The U...
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Securities Law Firm

Form S 3 Instructions

Form S-3 Instructions- The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. The SEC...
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Securities Law Firm

Form S 3 Eligibility

Form S-3 Eligibility – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. T...
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