Securities Law Firm

ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
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Reg A+

Reg A+ – On March 25, 2015, the SEC released final rules amending Regulation A. The new rules are commonly referred to as Regu...
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OTCQX Listing Requirements

OTCQX Listing Requirements- OTC Markets divide issuers into three (3) levels of quotation marketplaces: OTCQX, OTCQB and OTC Pink. T...
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Transactional Attorney

Transactional Attorney- In the last three Lawcasts in this series I discussed the responsibilities of the board of directors and in...
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Pink Sheet Attorneys

Pink Sheet Attorneys- The OTC Pink, which includes the highest-risk, most speculative securities, is further divided into three tier...
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Regulation A+ Rules

Regulation A+ rules- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a raise of up to $...
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OTCQB Listing Requirements

OTCQB Listing Requirements- OTCQB, To be eligible to be quoted on the OTCQB, all companies will be required to: Meet a minimum closi...