Securities Law Firm

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Securities Law Firm

Mergers and Acquisitions

Mergers and Acquisitions- My firm is constantly working on a merger, acquisition and/or reverse merger transaction. Earlier this yea...
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Securities Law Firm

Schedule 13G Instructions

Schedule 13G Instructions- Today I am continuing my discussion of Section 13 and in particular Schedule 13G. Section 13 requires tha...
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Securities Law Firm

Schedule 13D Instructions

Schedule 13D Instructions- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the...
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Securities Law Firm

Schedule 13D

Schedule 13D- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the beneficial o...
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Securities Law Firm

Section 16 requirements

Section 16 requirements- Today I am continuing to discuss the Section 16 requirements and in particular the short swing trading prof...
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Securities Law Firm

SEC Section 16 Filings

SEC Section 16 Filings- Under Section 16, every person who is an insider, including officers, directors and 10% shareholders, must f...
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Securities Law Firm

506(c) Rule Changes

506(c) Rule Changes- To wrap up my series on this topic I will hit on a few final points regarding Rule 506 offerings. Both Rule 506...
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