Watch LaterAdded 04:53 Securities Law Firm The Depository Trust Company and DTC Eligibility Requirements August 27, 2015 April 10, 2022 The Depository Trust Company and DTC Eligibility Requirements- DTC stands for the Depository Trust Company. DTC is a central securit... 017.2K2230
Watch LaterAdded 05:12 Securities Law Firm What is a Reverse Merger? January 22, 2015 April 10, 2022 What is a reverse merger? What is the process? A reverse merger is the most common alternative to an initial public offering (IPO) o... 017K2050
Watch LaterAdded 04:45 Securities Law Firm SEC Section 16 Filings October 22, 2015 April 10, 2022 SEC Section 16 Filings- Under Section 16, every person who is an insider, including officers, directors and 10% shareholders, must f... 012.5K180
Watch LaterAdded 04:14 Securities Law Firm OTC Markets, OTCQX Benefits, and NASDAQ June 27, 2016 April 10, 2022 OTC Markets, OTCQX Benefits, and NASDAQ – There are many benefits to trading on an exchange such as NASDAQ. The biggest benefi... 011.7K870
Watch LaterAdded 05:15 Securities Law Firm Rule 144 January 12, 2015 April 10, 2022 Rule 144- Rule 144 sets forth certain requirements for the use of Section 4(1) for the resale of securities. Section 4(1) of the Sec... 011.2K960
Watch LaterAdded 06:30 Securities Law Firm Advantages and Disadvantages of a Reverse Merger February 6, 2015 April 10, 2022 Advantages and Disadvantages of a Reverse Merger- The primary advantage of a reverse merger is that it can be completed very quickly... 09.2K1820
Watch LaterAdded 03:37 Securities Law Firm Pink Sheet OTC Markets May 8, 2015 April 10, 2022 Pink Sheet OTC Markets- Today I am continuing my discussion on the OTC Pink marketplace and quotation criteria. The OTC Pink, which... 07.8K500
Watch LaterAdded 06:43 Securities Law Firm Rule 506 of Regulation D August 31, 2015 April 10, 2022 Rule 506 of Regulation D- Effective September 23, 2013, the SEC enacted Rule 506(c) resulting in the elimination of the prohibition... 07.6K560
Watch LaterAdded 04:26 Securities Law Firm Going Public On The OTC Market March 31, 2015 April 10, 2022 Securities LawCast©- Legal & Compliance, LLC- Going Public On The OTC Market Going Public On The OTC Market. OTCQB, To be eligib... 06.6K360
Watch LaterAdded 05:31 Securities Law Firm OTC Markets Listing Requirements February 20, 2015 April 10, 2022 OTC Markets Listing Requirements- OTC Markets divide issuers into three (3) levels of quotation marketplaces: OTCQX, OTCQB and OTC P... 04.9K630