Securities law blog

Section 3(a)(39)

December 15, 2015

The Fast Act (Fixing American’s Surface Transportation Act)

December 16, 2014

SEC Sanctions BITCOIN Exchange Operator-A Case Study In Basic Registration And Exemption Requirements

July 7, 2014

Case Study of Online Funding as Related to Broker-Dealer Exemptions

May 20, 2014

Exemption to Broker-Dealer Registration Requirements for Officers, Directors and Key Employees