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Home Archive by Category "Section 13"

Section 13

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Going PublicInsider TradingSchedule 13DSchedule 13GSection 13Section 16Uncategorized

SEC Files Dozens of Charges for Violations of the Section 16 and Section 13 Corporate Insider Reporting Requirements

Laura Anthony, Esq.
September 15, 2014
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Corporate LawForm 10-KInsider TradingSchedule 13GSEC GuidanceSection 13Section 16Securities AttorneysSmall Cap MarketUncategorizedWhite Paper

Section 16 Insider Reporting and Potential Liability for Short-Swing Trading Practices

Laura Anthony, Esq.
June 30, 2014
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Form 10Form 8-KGoing PublicRule 144SEC GuidanceSection 13

Form 10 Registration Statements

Laura Anthony, Esq.
March 19, 2010
A Form 10 Registration Statement is a registration statement used to register a class of securities pursuant to Section 12(g) of the...
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Form 10Going PublicReverse MergersRule 144Section 13

Rule 144 and the Evergreen Requirement Examined

Laura Anthony, Esq.
January 22, 2010
Technically Rule 144 provides a safe harbor from the definition of the term “underwriter” such that a selling shareholder may utiliz...
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All rights reserved. Anthony L.G., PLLC

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