SEC SEC Amendments To Rules Governing Proxy Advisory Firms Laura Anthony, Esq.January 22, 2021 In a year of numerous regulatory amendments and proposals, Covid, newsworthy capital markets events, and endless related topics, and... 033500
SEC SEC Adopts Amendments To Business Descriptions, Risk Factors And Legal Proceedings Laura Anthony, Esq.November 6, 2020 Just eight months following the rule proposal (see HERE), on August 26, 2020, the SEC adopted final amendments to Item 101 – descrip... 040500
SEC SEC Adopts Amendments To Disclosures Related To Acquisitions And Dispositions Of Businesses Laura Anthony, Esq.October 29, 2020 One year after proposing amendments to the financial statements and other disclosure requirements related to the acquisitions and di... 049600
SEC SEC Establishes Analysis Matrix for Digital Assets Laura Anthony, Esq.April 16, 2019 April 16, 2019 On April 3, 2019, the SEC’s Division of Corporation Finance published a “Framework for Investment Contract Analysis of Digital Asset... 042800
SEC SEC Adopts Rules to Amend Regulation S-K Laura Anthony, Esq.April 2, 2019 April 2, 2019 On March 20, 2019 the SEC adopted amendments to Regulation S-K as required by the Fixing America’s Surface Transportation Act (“FAST... 042700
SEC SEC Rules For Disclosure Of Hedging Policies Laura Anthony, Esq.March 12, 2019 In December 2018, the SEC approved final rules to require companies to disclose practices or policies regarding the ability of emplo... 030000
Emerging Growth Company (EGC)SEC SEC Proposes Expanding Testing The Waters For All Companies Laura Anthony, Esq.March 5, 2019 As anticipated, on February 19, 2019 the SEC voted to propose an expansion of the ability to “test the waters” prior to the effectiv... 036600
SEC SEC Cautionary Statement on Audits of Public Companies Operating in China Laura Anthony, Esq.February 12, 2019 Eight years following the crash of the Chinese reverse merger boom and a slew of SEC enforcement proceedings, the SEC is once again... 028300
SEC SEC Solicits Comment On Earnings Releases And Quarterly Reports Laura Anthony, Esq.January 15, 2019 On December 18, 2018, the SEC published a request for comment soliciting input on the nature, content, and timing of earnings releas... 021400
SECSmaller Reporting Company SEC Updates CDI Related to Smaller Reporting Company Definition Laura Anthony, Esq.January 8, 2019 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 054200