Depository Trust Company (DTC)NASDAQNYSE MKTOTC MarketSEC SEC Adopts The T+2 Trade Settlement Cycle Laura Anthony, Esq.April 18, 2017 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 040200
NASDAQNYSE MKTOTC MarketOTC PinkOTCBBOTCQBOTCQX SEC Issues White Paper On Penny Stock Risks Laura Anthony, Esq.February 21, 2017 On December 16, 2016, the SEC announced several new settled enforcement proceedings against market participants including issuers, a... 039900