15c2-11 ApplicationBroker Dealer Registration RequirementsFINRAFINRA ComplianceFINRA RulesOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCQBOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements OTC Markets Issues Comment Letters On FINRA Rules 6432 And 5250; The 15c2-11 Rules Laura Anthony, Esq.March 20, 2018 January 8, 2018, OTC Markets Group, Inc. (“OTC Markets”) submitted a comment letter to FINRA related to FINRA Rule 6432. Rule 6432... 03.2K00
OTC MarketOTC Markets Listing RequirementsOTCQBOTCQX OTC Markets Makes Several Regulatory Recommendations Laura Anthony, Esq.May 15, 2018 May 15, 2018 On March 8, 2018, Cromwell Coulson, CEO of OTC Markets Group, made a presentation to the SEC’s Investor Advisory Committee (“IAC”) a... 036800
BlockchainBlockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologyDLTFINRASEC Online Platforms Trading Cryptocurrencies; Continued Uncertainty In Crypto Space Laura Anthony, Esq.June 5, 2018 I have been writing often about the cryptocurrency marketplace and the SEC and other regulators’ statements and concerns about compl... 033600