SEC Financial Statement Disclosure Relief Under Rule 3-13 Laura Anthony, Esq.November 6, 2018 Rule 3-13 of Regulation S-X allows a company to request relief from the SEC from the financial statement disclosure requirements if... 01K00
BlockchainBlockchain TechnologyDistributed Ledger TechnologyDLTFINRAFINRA ComplianceFINRA Rules FINRA Examines Fintech Including Blockchain Laura Anthony, Esq.September 11, 2018 On July 30, 2018, the Financial Industry Regulatory Authority (FINRA) published a Special Notice seeking public comments on how FINR... 065400
BlockchainBlockchain TechnologyCFTCDLTICOs FinCEN’S Role In Cryptocurrency Offerings Laura Anthony, Esq.July 10, 2018 July 12, 2018 In the continuing dilemma over determining just what kind of asset a cryptocurrency is, multiple regulators have expressed opinions... 046100