15c2-11 ApplicationFINRAFINRA ComplianceFINRA RulesOTCBBSEC FINRA Proposes Expansion Of The OTCBB Laura Anthony, Esq.August 29, 2017 In August 2016, FINRA quietly requested comment on a proposal to expand the now largely dormant OTC Bulletin Board quotation service... 040000
FINRAFINRA ComplianceFINRA Rules FINRA Issues New Guidance On Communications With The Public, Including Social Media Laura Anthony, Esq.August 22, 2017 In April 2017 FINRA issued Regulatory Notice 17-18 providing additional guidance on the use of social media and digital communicatio... 087800