Form 8-KPrivate Investment in Public Equity (PIPE)SEC SEC Cracks Down On Failure To File 8-K For Financing Activities; An Overview Of Form 8-K Laura Anthony, Esq.December 13, 2016 December 13, 2016 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 01.8K00
Regulation S-KRegulation S-XSEC SEC Eliminates The “Tandy Letter” Laura Anthony, Esq.December 20, 2016 July 13, 2017 On October 5, 2016, the SEC Division of Corporation Finance (CorpFin) announced that, effective immediately, it would no longer requ... 049400
Regulation S-KRegulation S-XSEC Yahoo Hacking Scandal And Obligations Related To Cybersecurity Laura Anthony, Esq.December 6, 2016 December 6, 2016 On September 26, 2016, Senator Mark R. Warner (D-VA), a member of the Senate Intelligence and Banking Committees and cofounder of th... 033300
Depository Trust Company (DTC)SEC SEC Proposes Shortening Trade Settlement Laura Anthony, Esq.December 27, 2016 On September 28, 2016, the SEC proposed a rule amendment to shorten the standard broker-initiated trade settlement cycle from three... 028600