Watch LaterAdded 04:45 Securities Law Firm SEC Section 16 Filings October 22, 2015 April 10, 2022 SEC Section 16 Filings- Under Section 16, every person who is an insider, including officers, directors and 10% shareholders, must f... 012.4K180
Watch LaterAdded 04:22 Securities Law Firm Schedule 13G Instructions November 4, 2015 April 10, 2022 Schedule 13G Instructions- Today I am continuing my discussion of Section 13 and in particular Schedule 13G. Section 13 requires tha... 04.3K480
Watch LaterAdded 05:06 Securities Law Firm Section 4(a)(1) Exemption July 30, 2015 April 10, 2022 Section 4(a)(1) Exemption- Just like for an issuer, when a shareholder sells or transfers shares that sale or transfer must either b... 04K300
Watch LaterAdded 04:53 Securities Law Firm Schedule 13D Instructions November 3, 2015 April 10, 2022 Schedule 13D Instructions- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the... 02.4K160
Watch LaterAdded 05:03 Securities Law Firm Super 8-K Filing Requirements August 18, 2015 April 10, 2022 Super 8-K Filing Requirements- A “Super 8-K” is an industry term used for an 8-K filed under Item 2.01 for the completion of a trans... 01.9K100
Watch LaterAdded 05:24 Securities Law Firm Schedule 13D November 2, 2015 April 10, 2022 Schedule 13D- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the beneficial o... 01.7K240
Watch LaterAdded 05:29 Securities Law Firm Sections 13 and 16 Reporting Requirements September 22, 2015 April 10, 2022 Sections 13 and 16 Reporting Requirements- Sections 13 and 16 are individual SEC reporting requirements for officers, directors and... 01.5K40
Watch LaterAdded 04:18 Securities Law Firm Section 16 requirements October 26, 2015 April 10, 2022 Section 16 requirements- Today I am continuing to discuss the Section 16 requirements and in particular the short swing trading prof... 01.1K120
Watch LaterAdded 04:32 Securities Law Firm SEC Issues Regulation A+ Guidance July 20, 2015 April 10, 2022 SEC Issues Regulation A+ Guidance- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a ra... 01K40
Watch LaterAdded 05:22 Securities Law Firm State Blue Sky Compliance July 1, 2015 April 10, 2022 State Blue Sky Compliance – Tier 2 offerings present a much needed opportunity for smaller companies to go public without the... 01K30