FINRAForm 10-KForm 10-QOTC MarketOTCBBOTCQBOTCQB and OTCQXUncategorized Filing Deadlines for Exchange Act Quarterly and Annual Reports Laura Anthony, Esq.June 1, 2011 Companies subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) are required... 01.6K00
Mergers And Acquisitions Mergers and Acquisitions – The Acquisition Agreement Laura Anthony, Esq.May 27, 2011 Simply stated, the acquisition agreement sets forth the financial terms of the transaction and legal rights and obligations of the p... 017900
Due DiligencePCAOB AuditingSarbanes-Oxley Act of 2002 Public Company Compliance – Selecting An Auditor Laura Anthony, Esq.May 21, 2011 he Sarbanes Oxley Act of 2002 (SOX) created the PCAOB, which is the Public Company Accounting Oversight Board. All public company a... 028400
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 5 Laura Anthony, Esq.May 9, 2011 This article continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and acqu... 020500
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 4 Laura Anthony, Esq.May 6, 2011 This article continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and acqu... 019300
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 3 Laura Anthony, Esq.May 4, 2011 This article continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and/or a... 019400
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 2 Laura Anthony, Esq.April 29, 2011 This blog continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and/or acqu... 021200
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 1 Laura Anthony, Esq.April 21, 2011 State corporate law generally provides that the business and affairs of a corporation shall be managed under the direction of its bo... 018500
Broker-DealerGun JumpingIPO Gunjumping Restrictions On Communications Related To IPOs Laura Anthony, Esq.February 25, 2011 ”Gunjumping” is the dissemination of information regarding the Issuer before a complete prospectus has been filed with the Securitie... 049300
IPOReverse MergersUncategorized Back To Basics – IPO Or Not To IPO? Laura Anthony, Esq.February 23, 2011 Initial Public Offerings (IPO’s) are on the rise once again. I have potential clients calling me daily interested in going public t... 025800