Broker-DealerOTC MarketOTCBBOTCQB and OTCQX Private Capital Market Places – A Second Look Laura Anthony, Esq.December 16, 2011 Last week I wrote a blog introducing, at least to me, Private Company Market Places (PCMP). A PCMP is a trading platform, such as S... 026700
Broker-DealerNASDAQOTC MarketOTCBBOTCQB and OTCQXPinksheetsPrivate PlacementRule 419Small Cap Market Private Capital Marketplace – A First Look Laura Anthony, Esq.December 9, 2011 As I discussed in a recent blog, the attraction of the small cap and reverse merger market has diminished greatly in the past two ye... 025400
Due DiligencePCAOB AuditingSarbanes-Oxley Act of 2002 Public Company Compliance – Selecting An Auditor Laura Anthony, Esq.May 21, 2011 he Sarbanes Oxley Act of 2002 (SOX) created the PCAOB, which is the Public Company Accounting Oversight Board. All public company a... 029300