Law Blog Tag: SEC Updates CDI Related to Smaller Reporting Company Definition

SEC Updates CDI Related to Smaller Reporting Company Definition

January 08, 2019 in SEC, Smaller Reporting Company

On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in Securities Act Rule 405, Exchange Act Rule 12b-2 and Item 10(f) of Regulation S-K.  For more information on the new rules, see HERE Among other benefits, it is hoped that the change will help encourage smaller companies Read the full article…